Aristo

Charges And Commissions

Charging Scheme

The Company has updated the commissions and service charges, effective from 1 April 2024.

Trading Commission (Applicable to Hong Kong & Stock Connect Shares)
Investment Channel	Commission

Orders placed via Internet and Mobile App (Note 1)	0.08% on transaction amount (Minimum: $5 of per order) (Negotiable for accounts followed up by designated account executive)
Orders placed via Phone (Note 1)	0.25% on transaction amount (Minimum: $150 of per order) (Negotiable for accounts followed up by designated account executive)


Grey Market Trading Commission
Investment Channel	Commission

Orders placed via Internet and Phone (Note 1)	0.15% on transaction amount (Minimum: $100 of per order)


Monthly Stocks Investment Plan
Items	Commission

Handling Fee	Waived during the promotion period


Transaction Fees (Hong Kong Shares)
Items	Charged by	Description of Fees

Stamp Duty	HK Government	0.1% on order consideration (Round up to the nearest dollar)
Trading Fee	HKEX	0.00565% per side of the consideration of a transaction
Transaction Levy	SFC	0.0027% per side of the consideration of a transaction
Settlement Fee (Note 2)	HKEX and Aristo	Maximum 0.0025% on consideration (0.002% is collected by HK Clearing) (Minimum: HKD 2, Maximum: HKD 200)
AFRC Transaction Levy	AFRC	0.00015% per side of the consideration of a transaction
TSF Settlement Fee (Note 1)	Aristo	0.15% on consideration plus HKD 2 per transaction
Inter-counter Transfer Fee	HKEX	HKD 5 per transaction


Transaction Fees (Stock Connect Shares)
Items	Charged by	Description of Fees

Handling Fee	SSE / SZSE	0.00341% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Securities Management Fee	CSRC	0.002% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Transfer Fee	ChinaClear Shanghai / ChinaClear Shenzhen	0.001% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Transfer Fee	HKSCC	0.001% on the consideration of a transaction per side (Round up to the nearest RMB 0.01)
Stamp Duty	SAT	0.05% on the selling consideration of a transaction
Portfolio Fee	Aristo	Daily stock portfolio value x 0.02% / 365 days (Accrued daily and collected on a monthly basis in HKD)


Shares Deposit & Withdrawal Fees
Items	Charged by	Description of Fees

Custody Fee	Aristo	Free
Physical Scrip Deposit	HK Government	HKD 5 stamp duty per transfer deed
Physical Scrip Withdrawal	Aristo	HKD 5 per transfer deed (Minimum: HKD 30, Maximum: HKD 100)
	Aristo	HKD 1.5 per board lot (Round up to the nearest board lot)
	HKEX	HKD 3.5 per board lot (Round up to the nearest board lot)
S.I. Securities Deposit	Aristo	Free
S.I. Securities Withdrawal	HKEX and Aristo	HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 10,000)
S.I. Securities Withdrawal	HKEX	Input fee HKD 1 per instruction
I.S.I. Securities Deposit	Aristo	Free
I.S.I. Securities Withdrawal	Aristo	HKD 5 per board lot (Minimum: HKD 30, Maximum: HKD 500)
I.S.I. Securities Withdrawal	HKEX	Input fee HKD 1 per instruction
DTDC Transfer of Shares	Aristo	HKD 50 per transfer instruction
DTDC Transfer of Shares	HKEX	HKD 5 per transfer instruction
Withdrawal of Delisted Securities	Aristo	HKD200 per each Delisted Securities


Fund Deposit & Withdrawal Fees
Items	Description of Fees

Fund Deposit	Free
Fund Withdrawal	Free
Bank Remittance	HKD 100 plus bank charge
Returned Cheque	HKD 100 per cheque plus bank charge
Stop Cheque	HKD 100 per cheque plus bank charge


IPO Application Fee
Items	Description of Fees

Placing Subscription (Note 1)	$300
eIPO Subscription (Note 1)	$10
IPO Financing Handling Fee (Note 1)	$150


Securities / Contract Expiration Fees
Items	Charged by	Description of Fees

CBBC Mandatory Call / Expiry	Aristo	No cash value: Free With cash value: HKD 5 per transaction
CBBC Mandatory Call / Expiry	HKEX	No cash value: Free With cash value: HKD 0.8 per board lot


Exercise Fees for Warrants
Items	Charged by	Description of Fees

Exercise of in-the-money Derivative Warrant	Aristo	HKD 5 per transaction
Exercise of in-the-money Derivative Warrant	HKEX	HKD 0.8 per board lot
Exercise of Equity Warrant	Aristo	HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
Exercise of Equity Warrant	HKEX	HKD 0.8 per board lot (Maximum: HKD 10,000)


Distribution Fees
Items	Charged by	Description of Fees

Scrip Fee	HKEX	HKD 1.5 per board lot (Round up to the nearest board lot)
Collection of Dividend or Cash Distribution on behalf (Note 1)	Aristo	0.5% of cash amount of dividend (Minimum: $20, Maximum: $200)
	HKEX	0.12% of total dividend amount
Collection of Scrip Dividend (including Bonus Share, Warrant and Rights Issue) on behalf	Aristo	HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
Unclaimed Dividend or Other Entitlements	Aristo	HKD 230 per transaction
Unclaimed Dividend or Other Entitlements	HKEX	HKD 200 per transaction


Corporate Action Fees
Items	Charged by	Description of Fees

Preferential Subscription including Rights Subscription and Preferential Offer ('PO')	Aristo	HKD 1 per board lot (Minimum: HKD 5, Maximum: HKD 100)
	HKEX	HKD 0.8 per board lot (Maximum: HKD 10,000)
		Customers who apply for the PO should pay the related commission, transaction levy and settlement fee.
Share Consolidation / Subdivision	Aristo	HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
Acquisition / Privatization	Aristo	HKD 5 per board lot (Minimum: HKD 20, Maximum: HKD 100)
	HK Government	Stamp Duty 0.1% on stock value (Round up to the nearest dollar)
	HKEX	HKD 0.8 per board lot (Maximum: HKD 10,000)
Reverse Consolidation / Subdivision	Aristo	HKD 30 per transaction
Proxy Voting and apply for attending general meeting	Aristo	HKD 100 per stock per time


Statement Service Fee
Items	Description of Fees

e-Statement	Free
Paper Statement	HKD 50 per statement plus postage fee
Re-issue of Statement	Within 3 month: Free, Beyond 3 month: HKD 50 per statement plus postage fee


Quotation Charges
Items	Charged by	Description of Fees

A. Real-time Basic Quote	Aristo	Free
B. Market Depth Snap Shot (Note 3) (Can browse broker list and depth of price)	Aristo	HKD 18 per 100 times
	Aristo	HKD 28 per 200 times
	Aristo	HKD 68 per 500 times
C. Streaming (Note 4)	Aristo	HKD 388 per month


Other Charges
Items	Charged by	Description of Fees

Short Selling (Compulsory buy back)	Aristo	0.5% on securities value on settlement day (Maximum: HKD 100,000)
Short Selling (Compulsory buy back)	HKEX	0.5% on securities value on settlement day (Maximum: HKD 100,000)
Audit Confirmation	Aristo	HKD 300 per time
Cash Account Overdue Interest (Note 5)	Aristo	Prime rate +7% per annum

REMARKS: The above commissions and service charges are for reference only. Aristo reserves the rights to adjust without prior notice.

Note 1. Fees are charged on the basis of settlement currency.

Note 2. Aristo and HKEX will collect 0.001% on consideration respectively for crossed trade.

Note 3. Market depth snap shot quotation has no time limit, while quote lasts.

Note 4. Monthly fee is calculated from the first day of each month and the last day of each month. Less than one month is counted as one month.

Note 5. Calculated with reference to Prime Rate quoted by HSBC, subjected to fluctuation. Aristo might adjust the overdue interest accordingly from time to time.